Dollar Almanac

Why RSU withholding falls short

Updated

Your employer withheld exactly what the regulations require, and you still owe money at filing. This explains why.

An RSU vest is withheld at the flat supplemental wage rate rather than at your marginal rate, so if your rate is higher, every vest is under-withheld.

The rule payroll is following

When shares vest, their full market value on that date is ordinary income to you, and your employer has to withhold federal tax on it. The regulations put that income in the same bucket as bonuses and PTO payouts, called supplemental wages, and set a single flat withholding rate for the whole bucket. Payroll applies that rate. It is not an estimate of what you owe, and it was never meant to be one. That is the rule working as written rather than a mistake by your employer.

The reason is structural. Your payroll system knows what it has paid you. It does not know your spouse’s income, your other employer, your interest and dividends, or what you will deduct. A flat rate is the only thing it can apply without information it does not have.

Our RSU withholding shortfall calculator puts a figure on the gap for your own vest, salary and filing status.

Why that leaves a gap

Federal income tax is progressive: income is taxed in bands, and each additional dollar is taxed at the rate of the band it lands in. If the flat supplemental rate is below the band your vest lands in, the withholding is short by the difference on every dollar of the vest.

The gap widens rather than staying proportional, for a reason worth being precise about. A vest is not taxed at a rate of its own. It stacks on top of your salary and fills whatever is left of your current band and then spills into the ones above. So the last dollars of a large vest can be taxed several bands higher than the first, and the average rate on the whole vest is higher than the rate you think of as “your bracket”.

Why this is not your employer’s mistake

This is the part that causes the most confusion, and it is worth stating plainly: your employer withheld the amount the regulations tell them to withhold. There is nothing to dispute and nobody to complain to. The system is working as designed, and the design assumes you will settle the difference yourself.

Some employers will withhold at the higher supplemental rate on request, and some apply it automatically once your supplemental wages for the year pass a threshold. Neither is an admission that the normal treatment was wrong.

What to do with that

The first step is knowing the size of the gap, which is what the RSU withholding shortfall calculator works out. The second is deciding how to cover it, which is a separate question with three reasonable answers.

How this works

Sources

References used to explain this page. Listing a publisher is not a claim that they endorse it.